Protect Your Brand

It’s time to replace manual compliance processes with an integrated compliance management system. The enterprise solution of the Digital Agent platform enables firms to monitor and comply with brand and industry regulations, including FINRA, SEC, IIROC, MFDA, and more. Accelerate compliance review to deliver valuable content.

Scale Your Marketing Program
Without Increasing Cost

Improve productivity with a fully integrated built-in compliance and archiving engine to increase accuracy and speed with a streamlined multi-stage approval process.

Review Processes

Establish a customized compliance workflow with single or multi-stage approval processes to meet the needs and regulatory standards of your brand.

Improve Responsiveness
During An Audit

Automatically archive all web pages, third-party links, and audit trail history making audit requests stress-free with just a few clicks.

Centralized Workspace

Say goodbye to word docs and email review processes. Using the built-in review processes to increase the quality of brand compliant content with our real-time workflow editing function. Compliance officers can make adjustments or comments in-real time.

Publish content edits faster with our change comparison view.

Custom approval workflows to create, review, and approve.

Efficient Compliance Teams

Enable your compliance team by providing the tools needed to streamline their processes while decreasing brand risk. Build the workflow that fits the needs of your organization, providing real-time notification, and establish redundancies to increase security.

Receive daily digest notifications of upcoming and completed assignments.

Use Out of Office delegation to maintain transparency without swapping logins.


The Digital Agent platform automatically archives all web pages, third-party links, and review trail history for full traceability of all approvals and rejections. Quickly and efficiently retrieve data as HTML snapshots, structured content data, excel or .PNG exports.

Capture all version for complete coverage.

Visual archive and filter features make for efficient audit responses.

Expand Beyond Workflows

Compliance review is just the beginning. The Digital Agent platform has a full suite of services and tools to add digital channels that are critical to advisors’ success. Make it easy for advisors to attract prospects and nurture client across websites, social media, email, and more.






Contact Our Team of Experts

Let’s talk about how we can create a personalized solution for your business needs.

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